证券行业词汇

share, equity, stock　股票、股权;

bond, debenture, debts债券;

negotiable share　可流通股份;

convertible bond　可转换债券;

treasury/government bond　国库券/政府债券;

corporate bond企业债券;

closed-end securities investment fund 封闭式证券投资基金;

open-end securities investment fund 开放式证券投资基金;

fund manager　基金经理/管理公司;

fund custodian bank　 基金托管银行;

market capitalization 市值;

p/e ratio 市盈率;(price/earning)

mark-to-market逐日盯市;

payment versus delivery　 银券交付;

clearing and settlement　 清算/结算;

commodity/financial derivatives 商品/金融衍生产品;

put / call option 看跌/看涨期权;

margins, collateral　 保证金;

rights issue/offering 配股;

bonus share　 红股;

dividend　红利/股息;

ADR美国存托凭证/存股证;(American Depository Receipt)

GDR全球存托凭证/存股证;(Global Depository Receipt)

retail/private investor　 个人投资者/散户;

institutional investor机构投资者;

broker/dealer 券商;

proprietary trading　 自营;

insider trading/dealing　 内幕交易;

market manipulation　 市场操纵;

prospectus招股说明书;

IPO 新股/初始公开发行;(Initial Public Offering)

merger and acquisition收购兼并。