股市词汇九
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ex-dividend basis 除息基准 execution facilities 交易设施 Executive Committee 常务委员会 executive director 执行董事 Exempt Fund Manager 豁免基金经理 exempt listing status 豁免上市地位 Exempt Principal Trader 豁免自营买卖商 exempt trader 豁免交易商 exercise 行使 exercise day (E day) 行使日 exercise period 行使期；行使时限 exercise price 行使价 exercise price interval 行使价间距 exercise style 行使方式 exit price 平仓价 exotic warrant 非标准型认股证；特种认股证 exotic warrant information(Teletext) 特种备兑证资讯(大利市) expedited registration service 特快过户登记服务 Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure 检讨证券及期货市场规管架构运作专家小组 expiration date 到期日 expiry date 到期日 expiry month 到期月份 explanatory memorandum 注释备忘录 explanatory statement 说明函件 exponentially-weighted moving average 指数加权移动平均方法 exposure draft 征求意见稿 exposure management 风险管理 Exposure of Draft Code on Corporate Governance Practices and Corporate Governance Report 《企业管治常规守则及企业管治报告征求意见草拟本》 ex-rights 除权 external auditor 外聘核数师；外部核数师 extraordinary general meeting (EGM) 股东特别大会 extraordinary item 非经常项目 extreme move covered fraction 极端波动覆盖分数 extreme move multiplier 极端波动乘数 Fannie Mae see Federal National Mortgage Association FATF see Financial Action Task Force FIFO see First in, first out FOK see Fill-or-Kill FOMC see Federal Open Market Committee FRCD see floating rate certificate of deposit FRN see floating rate note FRR see Financial Resources Rules FSA see Financial Services Authority(UK) face value 面值 Fact Book 《股市资料》 Fact Sheet 《股市资料》 fair market value 公平市值 false market 虚假市场；假市 Far East Exchange, The 远东交易所 fast market 速动市场 fault tolerance 错误包容；故障包容 favourable variance; favourable difference 顺差 feasibility study 可行性研究 Fed wire / Fedwire / FedWire 联邦结算系统 Federal funds 联邦基金 Federal funds rate 联邦基金利率 Federal National Mortgage Association (Fannie Mae) 美国联邦国家房屋贷款协会（房利美） Federal Open Market Committee (FOMC) 美国联邦公开市场委员会 Federal Reserve System 联邦储备系统 Federation of Shares Registrars Limited 证券登记公司总会有限公司 fellow subsidiary 同系附属公司；同集团附属公司 Fidelity Fund 互保基金 fiduciary 受信人；受托人 fiduciary duty 诚信责任；受信责任 file backup-restore macro 后备资料复原软件 file transfer 档案转换；资料传送 file transfer protocol 档案传送协定 Fill-or-Kill (FOK) 全额或取消；全数执行或立刻取消；全数配对否则取消 Final Clearing Statement(CCASS) 最后结算表(中央结算系统) final review hearing 最后复核聆讯 Final Settlement Price 最后结算价 Final Settlement Run 最后一轮交收处理程序 Finance Bureau 库务局 finance lease commitment 融资租赁承担 financial accommodation 财务通融 Financial Action Task Force (FATF) 金融行动专责委员会 financial adviser 财务顾问 financial bond 金融债* financial conglomerate 财资企业集团 Financial Disclosure by Locally Incorporated Authorized Institutions (HKMA) 《本地注册认可机构披露财务资料》(金管局) financial exposure 财务风险 financial futures 金融期货 financial institution 金融机构 financial instrument 金融工具 financial integrity 财政健全 financial intermediary 金融中介机构/团体 financial intermediation 金融中介现象 financial lease 财务租赁；金融租赁* financial market 金融市场 Financial Market Development Task Force, The 财经市场发展专责小组 financial regulation 财务监管 financial reporting 财务申报 Financial Resources Rules (FRR) 《财政资源规则》 financial results 财务业绩 financial risk 财务风险 Financial Secretary 财政司司长 Financial Services Act(UK) 《金融服务法令》(英国) Financial Services Authority (FSA)(UK) 英国金融业管理局 Financial Services and the Treasury Bureau 财经事务及库务局 financial shareholder 财政股东 Financial Supervisory Commission(Taiwan) 金融监督管理委员会（金管会）(台湾) financial year 财政年度 financier 融资人 FinNet 金融服务网络 firm bid and ask quotations 作实买卖价 firm commitment(underwriting) 坚定承诺(包销) firm order 公司盘 firm order 实盘 firm position 公司仓；行仓 first in, first out (FIFO) 先进先出 First Supplement to the Addendum to Memorandum of Understanding Governing Listing Matters 上市事宜谅解备忘录补篇(附件一) Fit and Proper Criteria, The(SFC) 《适当人选的准则》(证监会) fixed-rate mortgage 定息按揭 floating rate certificate of deposit (FRCD) 浮息存款证 floating rate note (FRN) 浮息票据 floor trader 出市代表；出市员 flotation 挂牌买卖；上市 force majeure 不可抗力 forced buy-in 强制补购 forced liquidation 斩仓 foreign exchange exposure 外汇风险 foreign share(Mainland China) 外资股(中国内地) forex option 外汇期权 forex swap 外汇掉期 Form for Reporting Dealings in Securities Suspended due to Insufficient Public Float 买卖因公众持股量不足而停牌证券的申报表 forward entitlement 远期权利 frame relay trading network 帧中继交易网；讯框传送交易网络 free convertibility 自由兑换 free float 公众持股量 Free Text Area(Teletext) 新闻栏(大利市机股份页) fringe market 外围市场 front running 行头盘；扒头交易 front-end load 首次认购费 front-month 即月 front-office system 办公室前线系统 FTSE 富时指数有限公司 (原金融时报指数) FTSE/Hang Seng Asian sector Indexes 恒生/富时亚洲分类指数 FTSE/Hang Seng Asiatop Index 恒生/富时亚洲大企业指数 FTSE/Hang Seng Indexes 恒生/富时指数系列 FTSE/Xinhua China 25 Index 新华富时中国25指数 full disclosure 全面披露 fully diluted earnings per share 全面摊薄每股盈利 fully paid-up capital 缴足股本 fund accounting approach 资金会计法 fund balancing 资金平衡 fund flow 资金流向 fund manager 基金经理 Fund Manager Code of Conduct(SFC) 《基金经理操守准则》(证监会) fund statement 资金表 fund unit holder 基金份额持有人* fund utilisation 资金运用 Futures Compensation Fund 期货赔偿基金 Futures Compensation Fund Committee(SFC) 期货赔偿基金委员会(证监会) GAAP see Generally Accepted Accounting Principles GATT see General Agreement on Tariffs and Trade GCP see General Clearing Participant GDP see gross domestic product GDR see global depository receipt GEI see Growth Enterprise Index GEM see Growth Enterprise Market GNP see gross national product GTC see good-till-cancelled order GTD see good-till-date order GTSM see GreTai Securities Market(Taiwan) gateway(computer) 联系设施；网间连接器(电脑) gearing ratio 杠杆比率；资本负债比率 GEM Investor Guide 《创业板投资者指南》 GEM Listing Committee 创业板上市委员会 GEM Listing Rules (Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited) 《创业板上市规则》（《香港联合交易所有限公司创业板证券上市规则》） General Advisory and Support Working Team 一般谘询及支援工作小组 General Agreement on Tariffs and Trade (GATT) 关税及贸易总协定（关贸总协定） General Clearing Participant (GCP) 全面结算参与者 general ledger 总账 general mandate 一般性授权 general offer 全面收购建议 General Rules of CCASS 《中央结算系统一般规则》 Generally Accepted Accounting Principles (GAAP) 《公认会计原则》 gilt-edged securities 金边证券 give-up(options) 过户(期权) global bond 环球债券 global depository receipt (GDR) 环球预托证券 Global Equity Market 环球股本证券市场 Globex 全球期货交易系统 going concern(accounting) 持续经营(会计) good for delivery 合格交付 good-for-day order 即日有效买卖盘 good-till-cancelled order (GTC) 取消前有效买卖盘；无时限盘 good-till-date order (GTD) 到期前有效买卖盘 goods-in-transit 付运中货品 goodwill 商誉 governing law 管制法例 government bond 政府债券；国债* grace period 宽限期 greenshoe(underwriting) 增售条款(包销) GreTai Securities Market (GTSM)(Taiwan) 中华民国证券柜台买卖中心(台湾) gross domestic product (GDP) 本地生产总值；国内生产总值 gross margining 总额按金计算 gross national product (GNP) 国民生产总值 Growth Enterprise Index (GEI) 创业板指数 Growth Enterprise Market (GEM) 创业板 Guarantee Fund 保证基金 Guarantee Scheme 担保计划 guarantee transaction 担保交易 guaranteed unit trust 保本信托基金 guarantor 担保人；保证人 Guidance Note 指引摘要 Guidance Note Continuous Professional Training 《持牌人进行持续培训的指引》 Guidance Note for Persons Advertising or Offering Collective Investment Scheme on the Internet (CIS Internet Guidance Note) 《适用于在互联网上宣传或销售集体投资计划的人士的指引》《集体投资计划互联网指引》 Guidance Note for Short Selling Reporting and Stock Lending Record Keeping Requirements(SFC) 《有关申报卖空活动及备存证券借出纪录规定的指引》(证监会) Guidance Note on Competence 《持牌人胜任能力的指引》 Guidance Note on Incidental Investment Advice Provided by Solicitors and Accountants(SFC) 《关于律师及会计师提供附带投资意见的指引》(证监会) Guidance Note on the Application of the Electronic Transactions Ordinance to Contract Notes(SFC) 《有关电子交易条例内适用于成交单据的规定的指引》(证监会) Guidance Note on Position Limits and Large Open Position Reporting Requirements(SFC) 《持仓限额及大额未平仓合约的申报规定指引》(证监会) Guide for Directors of Listed Companies 《上市公司董事指引》 Guide on disclosure of price-sensitive information 《股价敏感资料披露指引》 Guideline on Corporate Governance of Locally Incorporated Authorized Institutions(HKMA) 《本地注册认可机构的企业管治指引》(金管局) Guideline on Role of the Receiving Bank in New Share Issues(HKMA) 《收款银行在新股发行中扮演的角色指引》(金管局) Guidelines for Electronic Public Offerings(SFC) 《电子公开发售指引》(证监会) Guidelines for Registered Persons Using the Internet to Collect Applications for Securities in an Initial Public Offering(SFC) 《关于注册人在首次公开发售中利用互联网收集证券认购申请的指引》(证监会) Guidelines on Hedge Funds Reporting Requirements(SFC) 《对冲基金汇报规定指引》(证监会) Guidelines on the Vetting and Regulation of Applications for Listing on the GEM in Hong Kong by Mainland Enterprises(Mainland China) 《境内企业申请到香港创业板上市审批与监管指引》(中国内地) Guidelines on Waivers of Certain Licensing Fees(SFC) 《宽免缴付若干牌照费用的指引》(证监会) HIBOR see Hong Kong Interbank Offered Rate HKAOB see Hong Kong Association of Online Brokers, The HKATS see Hong Kong Futures Automated Trading System HKCC see HKFE Clearing Corporation Limited HKEx see Hong Kong Exchanges and Clearing Limited HKFE see Hong Kong Futures Exchange Limited HKICPA see Hong Kong Institute of Certified Public Accountants HKICS see Hong Kong Institute of Company Secretaries, The HKIFA see Hong Kong Investment Funds Association HKII see Hong Kong Institute of Investors HKIMR see Hong Kong Institute for Monetary Research HKMA see Hong Kong Monetary Authority HKSCC see Hong Kong Securities Clearing Company Limited HKSIR see Hong Kong Standards on Investment Circular Reporting Engagements HS100 see Hang Seng 100 HSAI see Hang Seng Asia Index HSCCI see Hang Seng China-Affiliated Corporations Index HSCEI see Hang Seng China Enterprises Index HSCI see Hang Seng Composite Index HSHKCI see Hang Seng Hong Kong Composite Index HSHKLI see Hang Seng HK LargeCap Index HSHKMI see Hang Seng HK MidCap Index HSHKSI see Hang Seng HK SmallCap Index HSI see Hang Seng Index HSITI see Hang Seng IT Index HSITP see Hang Seng IT Portfolio Index HSLRI see Hang Seng London Reference Index HSMLCI see Hang Seng Mainland Composite Index HSMLFI see Hang Seng Mainland Freefloat Index haircut 折扣；减省 Handbook on Disciplinary Proceedings 《纪律处分程序手册》 Hang Seng 100 (HS100) 恒生100 Hang Seng Asia Index (HSAI) 恒生亚洲指数 Hang Seng China-Affiliated CorporationsIndex (HSCCI) 恒生香港中资企业指数（中资企业指数） Hang Seng China Enterprises Index (HSCEI) 恒生中国企业指数（恒生国企指数） Hang Seng Composite Index (HSCI) 恒生综合指数 Hang Seng Freefloat 50 恒生流通50 Hang Seng Freefloat Composite Index (HSFCI) 恒生流通综合指数 Hang Seng Freefloat HK 25 恒生流通香港25 Hang Seng Freefloat Mainland 25 恒生流通中国内地25 Hang Seng HK Freefloat Index (HSHKFI) 恒生香港流通指数 Hang Seng HK LargeCap Index (HSHKLI) 恒生香港大型股指数 Hang Seng HK MidCap Index (HSHKMI) 恒生香港中型股指数 Hang Seng HK SmallCap Index (HSHKSI) 恒生香港小型股指数 Hang Seng Hong Kong Composite Index(HSHKCI) 恒生香港综合指数 Hang Seng Index (HSI) 恒生指数 Hang Seng Index Futures 恒指期货 Hang Seng Index Options 恒指期权 Hang Seng IT Index (HSITI) 恒生资讯科技指数 Hang Seng IT Portfolio Index (HSITP) 恒生资讯科技组合指数 Hang Seng London Reference Index (HSLRI) 恒生伦敦参考指数 Hang Seng Mainland Composite Index(HSMLCI) 恒生中国内地综合指数 Hang Seng Mainland Freefloat Index(HSMLFI) 恒生中国内地流通指数 hard currency 硬货币；价值稳定的货币 hawking of securities 兜售证券 heavy trading 交投畅旺 hedge fund 对冲基金 hedging 对冲 hedging ratio 对冲比率 Heritage Foundation, The(US) 传统基金会(美国) HIBOR Futures Market Update 《港元利率期货市场通讯》 HIBOR Futures Strip 港元利率期货迭期 hidden-size order 隐藏交易额买卖盘 high leveraged investment 高杠杆效应的投资 historical cost 历史成本 historical volatility 历史波幅 HKEx (China) Limited 香港交易所(中国)有限公司 HKEx Information Services Limited 香港交易所资讯服务有限公司 HKEx Share Information Board 香港交易所股份资讯板 HKFE Clearing Corporation Limited (HKCC) 香港期货结算有限公司 HKSCC Nominees Limited 香港中央结算（代理人）有限公司 hold matched SI 暂缓执行配对交收指示 Holder of Stock Exchange Trading Right 联交所交易权持有人 holding company 控股公司；母公司 hong 行 Hong Kong Association of Banks 香港银行公会 Hong Kong Association of Financial Advisors 香港财务顾问学会 Hong Kong Association of Online Brokers,The (HKAOB) 香港网上经纪协会 Hong Kong Capital Markets Association 香港资本市场公会 Hong Kong Chinese Enterprises Association 香港中国企业协会 Hong Kong Codes on Takeovers and Mergers and Share Repurchases(publication) 《香港公司收购、合并及股份购回守则》(刊物) Hong Kong Exchanges and Clearing Limited (HKEx) 香港交易及结算所有限公司（香港交易所） Hong Kong Exchanges and Clearing Limited Beijing Representative Office 香港交易及结算所有限公司北京代表处 Hong Kong Financial Markets Association 香港财资市场公会 Hong Kong Financial Markets Development Limited 香港金融市场发展有限公司 Hong Kong Futures Automated Trading System (HKATS) HKATS电子交易系统 Hong Kong Futures Exchange Limited (HKFE) 香港期货交易所有限公司（期交所） Hong Kong General Chamber of Commerce, The 香港总商会 Hong Kong Institute for Monetary Research (HKIMR) 香港金融研究中心 Hong Kong Institute of Certified Public Accountants (HKICPA) 香港会计师公会 Hong Kong Institute of Company Secretaries, The (HKICS) 香港公司秘书公会 Hong Kong Institute of Directors, The 香港董事学会 Hong Kong Institute of Financial Analysts and Professional Commentators, The 香港专业财经分析及评论家协会 Hong Kong Institute of Investment Analysts 香港投资分析员公会 Hong Kong Institute of Investors (HKII) 香港投资者学会 Hong Kong Interbank Clearing Limited 香港银行同业结算有限公司 Hong Kong Interbank Offered Rate (HIBOR) 香港银行同业拆息；港元同业拆息 Hong Kong International Arbitration Centre 香港国际仲裁中心 Hong Kong Investment Funds Association (HKIFA) 香港投资基金公会 Hong Kong Management Association 香港管理专业协会 Hong Kong Monetary Authority (HKMA) 香港金融管理局（金管局） Hong Kong Mortgage Corporation Limited, The 香港按揭证券有限公司 Hong Kong Securities Clearing Company Limited (HKSCC) 香港中央结算有限公司（香港结算） Hong Kong Securities Industry, The(publication) 《香港证券业参考手册》(刊物) Hong Kong Securities Institute 香港证券专业学会 Hong Kong Securities Market Archives and Artifacts Collection Campaign 香港证券市场文献及文物征集计划 Hong Kong Securities Professionals Alumni Association 香港证券业同学会 Hong Kong Securities Professionals Association 香港证券学会 Hong Kong Securities Training Sponsorship Foundation 香港证券培训赞助基金 Hong Kong Society of Financial Analysts 香港财经分析师学会 Hong Kong Standards on Investment Circular Reporting Engagements (HKSIR) 香港投资通函呈报准则 Hong Kong Stock Exchange, The 香港经纪商会（1914年）； 香港证券交易所（1947年） Hong Kong Stockbrokers Association 香港证券经纪业协会 Hong Kong Stockbrokers' Association (1921) 香港股份商会（1921年） Hong Kong Venture Capital Association 香港创业投资协会 horizontal spread 跨期买卖 house account 公司户口 house position 公司仓 How to Create Clear Announcements(publication)(SFC) 《如何撰写清楚易明的公布》(刊物)(证监会) H-shares Index Futures H股指数期货 H-shares Index Options H股指数期权 HSI International Limited 恒指国际有限公司 HSI Services Limited 恒指服务有限公司 hyperlink 超连结 IAS see International Accounting Standards IASC see International Accounting Standards Committee ICA England & Wales see Institute of Chartered Accountants in England and Wales ICPA see Institute of Certified Public Accountants(US) IEP see Indicative Equilibrium Price IEV see Indicative Equilibrium Volume IFC see International Finance Corporation iIPO see Internet Initial Public Offering service IMF see International Monetary Fund IMRO see Investment Management Regulatory Organisation IOC see Immediate-or-Cancel IoD see Institute of Directors(UK) IOMA see International Options Markets Association IOSCO see International Organisation of Securities Commissions IP see Investor Participant IPMA see International Primary Markets Association IPO see initial public offering ISD see Investment Services Directive(European Union) ISDA see International Swaps and Derivatives Association ISFO see International Stock Futures and Options ISIN see International Securities Identification Numbers ISMA see International Securities Markets Association ISO see International Organisation for Standardisation ISSA see International Securities Services Association IVRS see Interactive Voice Response System Ian Hay Davison Report (ie Report of the Securities Review Committee) 戴维森报告书（即 证券业检讨委员会报告书） illiquidity 流通性不足；流动性不足 Immediate-or-Cancel (IOC) 即时或取消 immobilisation of share certificate 股票非流动化 implied volatility 引伸波幅 inactive order 不动盘 income approach 收益法 indebtedness 债务 indebtedness date 负债日 indebtedness statement 债务报表 independent adviser 独立顾问 independent financial adviser 独立财务顾问 Independent Investigation Board 独立调查局 independent non-executive director 独立非执行董事 index arbitrage 指数套戥 index basket order 一篮子指数买卖盘 index bond 指数债券 index call warrant 指数认购权证 index depository receipt / index share 指数预托证券 index futures 指数期货 Index of Economic Freedom 经济自由指数 index participation unit 指数参与单位 index swap 指数掉期 index warrant 指数权证 index-linked product 与指数挂钩的金融产品 indicated issue price 参考发行价 Indicative Equilibrium Price (IEP) 参考平衡价格 Indicative Equilibrium Volume (IEV) 参考平衡成交量 indicative price 指示价格 indicative terms sheet(warrants) 发行资料摘要(权证) individual client 个人客户 Individual Exchange Participant 个人交易所参与者 Individual Investor Account 个人投资者户口 individual rating(banking) 自主评级(银行) Individual Substantial Shareholders Notification 个人大股东具报书 industry scheme 行业基金 inflation indexed monetary policy 通胀指标货币政策 information dissemination 资讯发放；资讯发布 information memorandum 资料备忘录 information service 资讯服务 information vendor 资讯供应商 infrastructure project 基建工程；基建项目 initial listing fee 首次上市费 initial margin(futures) 基本按金(期货) initial public offering (IPO) 首次公开招股；初次公开招股 Initial Public Offerings Progress Report 首次公开招股之进度报告 initial subscription price 初步认购价 Inland Revenue Ordinance 《税务条例》 inner reserve 内部储备 Innovation and Technology Fund 创新及科技基金 input VAT 进项增值税 insider dealer 内幕交易者 insider dealing 内幕交易 Insider Dealing Tribunal 内幕交易审裁处 insolvency 无力偿债；无偿债能力；资不抵债 insolvency risk 偿债能力风险 inspection visit 查访 Institute of Certified Public Accountants (ICPA)(US) 执业会计师公会(美国) Institute of Chartered Accountants in England and Wales (ICA England & Wales) 英格兰及威尔斯特许会计师公会 Institute of Chartered Financial Analysts 特许财务分析员公会 Institute of Directors (IoD)(UK) 公司董事学会(英国) Institute of Financial Planners of Hong Kong, The 香港财务策划师学会 Institute of Securities Dealers 证券商协会 institutional advancement 结构改进 institutional client 机构客户 institutional investor 机构投资者 institutional risk 机构风险 instrument of transfer 过户文件 intangible asset 无形资产 integrated trading and clearing system 交易及结算综合系统 Interactive Voice Response System (IVRS) 互动语音电话系统 interbank market 银行同业拆借市场 interest collar; interest rate collar 利率衔接 interest cover; interest coverage 盈利对利息倍数 interest-rate ceiling 利率上限 interest-rate futures 利率期货 interest rate subsidy(Mainland China) 利息补贴(中国内地) interest-rate swap 利率掉期；利率调期* Interest Rate Swap Futures 利率掉期期货 interfacing 界面联系 interim report 中期报告 Inter-Market Coordination Committee 跨市场协调委员会 intermediary 中介机构；中介团体 intermediate holding company 中介控股公司 intermediation 中介现象 internal audit 内部稽核 internal auditor 内部核数师 internal censure 内部谴责 internal control 内部监控 Internal Control Regulations 《内部监控规例》 International Accounting Standards (IAS) 国际会计准则 International Accounting Standards Committee (IASC) 国际会计准则委员会 International Committee on the Listing of New Enterprises 新企业上市国际委员会 International Finance Corporation (IFC) 国际金融公司 International Financial Action Task Force 国际金融行动专责小组 International Monetary Fund (IMF) 国际货币基金 International Options Markets Association (IOMA) 国际期权市场协会 International Organisation for Standardisation (ISO) 国际标准化组织 International Organisation of Securities Commissions (IOSCO) 国际证券事务监察委员会组织（国际证监会组织） International Primary Markets Association (IPMA) 国际集资市场协会 International Securities Identification Numbers (ISIN) 国际证券号码 International Securities Markets Association (ISMA) 国际证券市场协会 International Securities Numbering System 国际证券号码编制系统 International Securities Services Association (ISSA) 国际证券服务业联会 International Stock Futures and Options(ISFO) 国际股票期货及期权 International Swaps and Derivatives Association (ISDA) 国际掉期业务及衍生投资工具协会 |
