股市词汇十一
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option 期权 option buyer 期权买方 option class 期权类别 option contract 期权合约 option holder 期权持有人 option position 期权持仓 option pricing model 期权定价模式 option seller 期权卖方 option series 期权系列 option valuation 期权定价 option writer 期权卖方 optional registration service 另选登记服务 Options Broker Exchange Participant 期权经纪交易所参与者 Options Clearing Officer 期权结算主任 Options Clearing Officer Examination 期权结算主任考试 Options Clearing Rules 《期权结算规则》 Options Client's Agreement 期权客户协议书 options delivery instruction 期权交付指令 options digital datafeed 期权数码资料传送专线 Options Exchange Participant 期权交易所参与者 Options Information Service 期权资讯服务 options tariff 期权费用 options trade confirmation 期权交易确认书 Options Trading Exchange Participant 期权买卖交易所参与者 Options Trading Officer 期权交易主任 Options Trading Officer and Representative Examinations 期权交易主任及代表考试 Options Trading Representative 期权交易代表 Options Trading Rules 《期权交易规则》 order 买卖盘；买卖指示 order at discretion 全权委托盘 order book 买卖盘纪录；挂盘册 order-driven 以买卖盘带动 order entry 买卖盘输入 order form 盘纸 order input period 输入买卖盘时段 order instruction 入市指令 order matching 对盘 order matching period 对盘时段 order routing 买卖盘传递 Order Routing System (ORS) 买卖盘传递系统 order throughput 买卖盘处理率 ordinary share 普通股 OTC Bulletin Board (US) 场外交易议价板 (美国) out-of-the-money option 价外期权 output VAT 销项增值税 outstanding contingent liabilities 未偿或然负债 outstanding loan 未偿还借款 outstanding order 未完成买卖盘 outstanding stock 已发行股份/股本/股票 over-allotment option 超额配发权；超额配股权 over-allotment option scheme 超额配发机制 over-the-counter derivative 场外衍生工具 over-the-counter market 场外证券市场 over-the-counter option 场外期权 overall position 整体持仓 overbooked 超额认购 overbought 超买 overnight liquidity(banking) 隔夜流动资金(银行) Overnight Report Distribution(CCASS) 即夜传送报告资料服务(中央结算系统) overnight trade 非即日平仓交易 overseas issuer 海外发行人 overseas listed foreign share(Mainland China) 境外上市外资股(中国内地) oversold 超卖 oversubscribed 超额认购 overtrading 过量交易 PASLA see Pan Asian Securities Lending Association PBOC see People's Bank of China PCS see Provisional Clearing Statement P/E see price/earnings ratio PECC see Pacific Economic Cooperation Council PIN see personal identification number PKI see Public Key Infrastructure POSIT see Portfolio System for Institutional Traders(Australia) PNS see Proprietary Network System PPP see purchasing power parity PRiME see Portfolio Risk Margining System of HKEx PSE see Pacific Stock Exchange PSS see Participant Supplied System PvP see payment vs payment(banking) PABX Telephone System 内线电话系统 Pacific Economic Cooperation Council (PECC) 太平洋经济合作会议 Pacific Stock Exchange (PSE) 太平洋证券交易所 Pacific-Basin Capital Markets Research Center 太平洋区资本市场研究中心 paid-up capital; paid-in capital 实缴股本；缴入股本 painting the tape 操纵证券价格 Pan Asian Securities Lending Association (PASLA) 亚洲证券借贷协会 paper gold 纸黄金 paper intensive settlement 票据密集交收 paperless trading 无纸化交易 "paper-to-paper" arrangement 票对票方式 par value 票面值 parent company 母公司 parity(options) 平价(期权) parity value 平衡价值 partially filled order 部份完成的买卖指示 Participant Access Services(futures) 参与者资料提取系统(期货) Participant gateway 参与者网间连接器 Participant Supplied System (PSS) 参与者自设系统 Particular Transfer(Mainland China) 特别转让股(中国内地) partly-paid share 未缴足股份 payment vs payment (PvP)(banking) 汇款同步交收；即时汇款同时交收(银行) payoff 回报；收益 payoff diagram 收益图 payoff period 回收期；回本期 Payout-Protection Rule(options) 「保护偿付」规则(期权) PC terminal user 个人电脑终端机用户 pegged exchange rate 联系汇率 pegged rate system 联系汇率制；挂钩汇率制 penny stock 细价股；蚊型股 People's Bank of China (PBOC) 中国人民银行 per capita gross domestic product 人均国内生产总值 per capita gross national product 人均国民生产总值 period of solicitation 招售期 Permanent Secretary for Financial Services and the Treasury 财经事务及库务局常任秘书长 perpetual bond 永久债券 personal account dealing guidelines 私人户口交易指引 personal identification number (PIN) 私人密码 phishing 伪冒电子邮件 physical delivery 实物交收 physical inventory 实地盘存 physical market 现货市场 physical price 现货价 physical scrip 实物股票 Pink Sheets (US) 「粉红价单」(美国) pit 交易圈；交易场 pit trading 场内交易 placee 获配售人；承配人 placing 配售 placing agent 配售代理 placing and top-up 以先旧后新方式配售 placing guidelines 配售指引 placing order 落盘 plain vanilla bond 传统债券 plain vanilla warrant 一般权证 pledge 抵押 plus tick 高于前成交价 port fee 接驳站费用；接口费 portfolio 投资组合 Portfolio Analyser(options) 组合分析仪(期权) portfolio manager 投资组合经理 Portfolio Risk Margining System of HKEx (PRiME) 香港交易所组合风险按金系统 Portfolio System for Institutional Traders (POSIT)(Australia) 机构交易员组合系统(澳洲) position 持仓；仓；盘；头寸 position adjustment 调整持仓 position limit 持仓限额；持仓上限 position limit ratio 持仓限额比率 position ratio 持仓比例 position risk adjustment 持仓风险调整 position squaring 平仓 position trader(commodity market) 头寸交易商(商品市场) Positioning for a New Era(publication) 《迈进新纪元》(刊物) post-listing acquisition 上市后的收购活动 power of attorney 授权书 power of sanction 制裁权 Practice Note 应用指引 PRC issuer 中国内地发行人 predator(takeover) 狙击手(收购) Predefined Futures Calendar Spreads 预设期货跨期合约 pre-emptive right 优先认购权 preference / preferred share 优先股 preferred ordinary share 优先普通股 Pre-market Opening Mechanism(futures) 开市议价机制(期货) pre-open allocation session(HKATS) 开市前分配时段(HKATS) premium 溢价 premium(futures) 高水(期货) premium(options) 期权金(期权) premium turnover 期权金成交额 pre-opening session 开市前时段；开市前议价时段 pre-order matching period 对盘前时段 Preparatory Board 筹备董事会 prescribed percentage 指定百分比 previous closing price 前收市价 price cheating 食价 price discovery 市场定价；市场价格厘定；价格发现 price manipulation 操纵价格；造价 price ramping 炒高价格 Price Reporting System(futures) 报价系统(期货) price spread(options) 跨价买卖(期权) price/earnings ratio (P/E) 市盈率 price-sensitive information 股价敏感资料；影响股价资料 pricing model 定价模式 primary listing 第一上市 Primary Market Database 上市公司资料库 primary market 集资市场；一级市场* primary sponsor 主要保荐人 principal account 公司户口 principal supervisor(GEM) 主要主管(创业板) principle of best execution 以最佳价格执行交易的原则； 以最佳条件执行交易的原则 Priority Construction Treasury(Mainland China) 国家重点建设债券(中国内地) private fibre optical circuit 自置光纤线路 private placing 私人配售 privately-offered fund 私募基金* privatisation 私有化；私营化 privileged user 特许使用者 pro forma fully diluted price/earnings ratio 备考全面摊薄市盈率 pro forma statement 备考报表 Process Review Panel 程序覆检委员会 Professional Accountants Ordinance 《专业会计师条例》 Professional Conduct Rules and Regulations(publication) 《专业操守规则及规例》(刊物) Professional Course for Equity Options Practitioners 股票期权从业员专业课程 profit 溢利；利润；盈利 profit and loss account 损益账 profit forecast 溢利预测 profits attributable to shareholders 股东应占溢利 programme trading 程式买卖；程式交易 project finance 项目融资 Project on the Use of Plain Language 浅白语言计划 Prolonged Suspension Status Report 有关长时间停牌公司之报告 promoter 发起人 property gains tax 物业增值税 property valuer 物业估值师 proposed director 获提名董事 proprietary account 公司专用户口 Proprietary Network System (PNS) 专线网络系统 proprietary routing terminal 专用网络系统 proprietary trading 自营买卖；坐盘 proprietary trading system 专用交易系统 prospectus 招股章程；招股书；发行章程 Protection of Investors Ordinance 《保障投资者条例》 Provident Fund Scheme 公积金计划 provision 条文 provision(accounting) 准备；拨备(会计) provision for bad and doubtful debts 坏账及呆账拨备 Provisional Clearing Statement (PCS) 临时结算表 provisional letter of allotment 暂定配额通知书 provisional liquidator 临时清盘人 proxy form 代表委任表格；委派代表书 prudence 审慎原则 public address system 公布系统 public censure 公开谴责 Public Debt (Inflation-Linked Subsidy) Treasury(Mainland China) 保值公债(中国内地) public float 公众持股量 public float capitalisation 公众持股市值 public interest 公众利益 Public Interest Director 公众利益董事 Public Key Infrastructure (PKI) 公开密码匙基础建设 purchasing power parity (PPP) 购买力平价 put option 认沽期权 put warrant 认沽权证 put writer 认沽期权沽出者 QDII see Qualified Domestic Institutional Investor QFII see Qualified Foreign Institutional Investor qualification share 资格股 Qualified Domestic Institutional Investor (QDII) 合格境内机构投资者 Qualified Foreign Institutional Investor (QFII) 合格境外机构投资者 qualified institutional buyer 合资格机构买家 qualified opinion 保留意见 Quick Reference Guide(AMS) 简便指南(自动对盘系统) quiet trading 交投淡静 quotation rules 报价规则 quote 报价；开价盘 quote maintenance report 开盘状况报告 quote request 报价要求；开价盘要求 quote-driven 以报价带动；以开盘带动 Range ELI see Range Equity Linked Instrument RDDS see Realtime Digital Data Service REIT see real estate investment trust repo see repurchase agreement RFQ see request for quote RIQ see Recognised Industry Qualifications RSI see Relative Strength Indicator RTGS see Real Time Gross Settlement System(HKMA) raider(takeover) 狙击手(收购) rally 回升；反弹 ramping 炒高价格 random assignment 随机分配 Range Equity Linked Instrument (Range ELI) 「勒束式」股票挂钩票据 ranking liabilities 认可负债 rat trading 老鼠仓活动 rate of return 回报率 real estate investment trust (REIT) 房地产投资信托基金 real exchange rate 实质汇率 real time calculation 实时计算 Real Time Gross Settlement system (RTGS)(HKMA) 即时支付结算系统(金管局) real time information 即时资讯；实时资讯 realisation 变现 Realtime Digital Data Service (RDDS) 即时数码数据服务 realtime digital datafeed 即时数码资料传送专线 rebate 回扣；回佣；佣金回扣 recapitalisation 资本重整 receiving agent 收款代理 receiving bank 收款银行 Recognised Industry Qualifications (RIQ) 认可行业资格 reconciliation 对账 recoverable VAT 应退增值税 red chip 红筹股 redeemable share 可赎回股份 redemption 赎回；兑付*；还本付息* rediscount 再贴现 Reference for Disclosures in Annual Reports(publication) 《周年报告的参考披露资料》(刊物) regional index call warrant 地区性指数认购权证 Regional Monitor 《亚太股市脉络》 register of members 股东名册 registered certificate 记名证书 registered dealer 注册证券商 registered financier 注册融资人 registered firm 注册商号 registered intermediary 注册中介团体 registered owner 登记持有人 registered securities 记名证券 Registered Trader 注册庄家 Registered Treasury(Mainland China) 记账式国库券(中国内地) registrar 过户登记处；过户处 Registrar of Companies 公司注册处处长 registration and transfer fee 登记过户费 regulated short selling 受监管之股份卖空活动 regulation 监管 regulatory arbitrage 监管套戥 regulatory body 监管机构 regulatory regime 监管制度 rejected sales 反驳交易 related party transaction 关连人士交易 related person 关连人士 relationship of put-call parity 认沽认购等价关系 relative return 相对回报率 Relative Strength Indicator (RSI) 相对强弱指数 rematerialisation 重新实物化 remote trading access 遥距交易设施 remuneration package 薪酬利益 reorganisation 重组 replacement cost 重置成本 Report by the Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure 《检讨证券及期货市场规管架构运作专家小组报告书》 Report of the Securities Review Committee 《证券业检讨委员会报告书》 Report on Financial Market Review 《金融市场检讨报告》 Report on the Enhancement of the Financial Infrastructure in Hong Kong 《提升香港的金融基础设施报告》 reporting accountant 申报会计师 reporting period 申报期 reprimand 谴责 repurchase 购回；购回股份 repurchase agreement (repo) 回购协议 request for proposal 征求建议书 request for quote (RFQ)(options) 报价要求(期权) required rate of return 所需回报率 reserve 储备 reserve fund 储备基金 response time 回应时间 responsibility letter 责任承诺书 responsibility statement 责任声明书 restatement of accounts 重整账目 restricted licence bank 有限制牌照银行 restriction notice 限制通知书 results announcement 业绩公布 resumption of trading 复牌；恢复买卖 retail broker 散户经纪 retail information service 零售资讯服务 retail investor 散户投资者；散户 retained capital 留成资金；保留资金 retained earnings; retained income 留存盈利；留存收益 retained profits 留存溢利；留存盈利 Reuters Monitor Equities Investment Service 路透社证券投资传视服务 revaluation 重估 reversal contract(options) 逆转交易合约；取消交易合约(期权) reverse takeover 反收购 reverse convertibles 反向可转换产品 Revised Guidance Notes Regarding Money Laundering 《防止洗黑钱修订指引》 revised short selling scheme 经修订的股份卖空计划 rights issue 供股；配售新股 risk array algorithm 风险排列算式 risk array margining system 风险排列按金制度 risk array method 风险排列方法 risk control 风险控制 risk disclosure 风险披露 Risk Disclosure Statement(GEM) 风险披露声明书(创业板) risk evaluation 风险评估 risk identification 风险鉴别 risk management 风险管理 Risk Management Committee 风险管理委员会 risk parameter 风险参数 risk tolerance 风险容限 risk-free interest rate 无风险利率 roadshow 巡回推介 Rolling Forex 日转期汇 roll-over 转仓 round lot 手 "round trip" option transaction 「来回」期权交易 round-lot-plus order 非整手买卖盘 router system 买卖盘传递系统 Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited (GEM Listing Rules) 《香港联合交易所有限公司创业板证券上市规则》（《创业板上市规则》） Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited (Exchange Listing Rules) 《香港联合交易所有限公司证券上市规则》（《证券上市规则》） Rules of the Exchange 《交易所规则》 runner 驳脚经纪 SAAC see Securities Analysts Association of China SAC see Securities Association of China, The SAFE see State Administration of Foreign Exchange(Mainland China) SASAC see State-owned Assets Supervision and Administration Commission SBLA see securities borrowing and lending agreement SCCLR see Standing Committee on Company Law Reform SCEFI see Steering Committee on the Enhancement of Financial Infrastructure, The SCORE see Stock Options Reference Educator SCP see Self Clearing Participant SDNet see Securities and Derivatives Communication Network SEAQ see Stock Exchange Automated Quotations System(UK) SEAQI see Stock Exchange Automated Quotations System for International Equities(UK) SEATS see Stock Exchange Alternative Trading Service(UK) SEC see Securities and Exchange Commission(US) SEHK see Stock Exchange of Hong Kong Limited, The SEIS see Stock Exchange Information Services Limited SEOCH see SEHK Options Clearing House Limited, The SESDAQ see Stock Exchange of Singapore Dealing and Automated Quotation System SFC see Securities and Futures Commission, The SFAT see Securities and Futures Appeals Tribunal SGX see Singapore Exchange SI see settlement instruction SIB see Securities and Investment Board(UK) SMARTS see Securities Market Automated Research, Training & Surveillance System SMFP see share margin finance provider SOES see Small Order Entry System/Small Order Execution System(US) SPAN see Standard Portfolio Analysis of Risk SPDR see Standard & Poor's Depository Receipt SRN see Shareholder Reference Number SSAP see Statement of Standard Accounting Practice STAQS see Securities Trading Automated Quotation System(Mainland China) SWIFT see Society for Worldwide Interbank Financial Telecommunications S&P/HKEx Composite 标准普尔/香港交易所综合指数 S&P/HKEx GEM 标准普尔/香港交易所创业板指数 S&P/HKEx LargeCap 标准普尔/香港交易所大型股指数 S&P/HKEx MidCap 25 标准普尔/香港交易所中型股25指数 S&P/HKEx SmallCap 50 标准普尔/香港交易所小型股50指数 sales representative 营业代表 sales revenue 销售收入 salvage value 残值 same day exercise 同日行使 samurai bond 武士债券 scalable 提高运作的能力 scalping 老鼠仓活动；食价 scheme of arrangement 协议安排；协议计划 screen 荧幕；屏幕* scrip dividend 以股代息 scrip fee 股票登记费；登记过户费 scrip issue 发行红股 scripless trading 无纸化交易 seasoned securities 优质证券 second board 第二板；第二板市场 second liner; second line stock 二线股 second market 第二板；第二板市场 secondary listing 第二上市 secondary market 交易市场；二级市场 Secretary for Economic Development and Labour 经济发展及劳工局局长 Secretary for Financial Services and the Treasury 财经事务及库务局局长 secured debts 抵押债项 Securities (Clearing Houses) Ordinance 《证券（结算所）条例》 Securities (Dealers, Investment Advisers, Partnerships and Representatives) Rules 《证券（交易商、投资顾问、合伙及代表）规则》 Securities (Disclosure of Interests) Notification History Reports 《证券（披露权益）具报纪录》 Securities (Disclosure of Interests) Notification Summaries(publication) 《证券（披露权益）具报摘要》(刊物) Securities (Disclosure of Interests) Ordinance 《证券（披露权益）条例》 Securities (Insider Dealing) Ordinance 《证券（内幕交易）条例》 Securities (Margin Financing) (Amendment) Ordinance 2000 《2000年证券（保证金融资）（修订）条例》 Securities (Stock Lending) Rules 《证券（证券借出）规则》 Securities Analysts Association of China (SAAC) 中国证券业协会证券分析师专业委员会 Securities and Derivatives Communication Network (SDNet) 证券及衍生工具团体网络 Securities and Exchange Act(Taiwan) 证券交易法(台湾) Securities and Exchange Commission (SEC)(US) 证券交易委员会(美国) Securities and Futures (Clearing Houses) Ordinance 《证券及期货（结算所）条例》 Securities and Futures (Contracts Limits and Reportable Positions) (Amendment) Rules 2003 《2003年证券及期货（合约限量及须申报的持仓量）（修订）规则》 Securities and Futures (Disclosure of Interests - Exclusions) Regulation 《证券及期货（披露权益－免除 ）规例》 Securities and Futures (Disclosure of Interests - Securities Borrowing and Lending) Rules 《证券及期货（披露权益－证券借贷）规则》 |
